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Fiduciary Rule, Part II - Questions to Ask Your Plan Provider

Implementation of the DOL's conflict of interest rule—also known as the fiduciary rule—is just around the corner. And the majority of retirement plan providers will announce their intended changes in response to the ruling during the final quarter of 2016. We invite you to an upcoming webinar to help you prepare for discussions with your providers.

On Thursday, November 10, 2016, CAPTRUST Defined Contribution Practice Leader Scott Matheson discussed the new regulations and the important questions plan sponsors need to address as these rules go into effect. In addition, the webinar covers key aspects of the conflict of interest rule, including: 
  • What makes someone a fiduciary under the new rules;
  • Potential service provider business model changes; and
  • Things to look out for as you work to comply with the new rules.

Click here to listen to the webinar.

Other resources that may be helpful to learning more about the conflict of interest rule:
THE DOL FIDUCIARY RULE: Part I - Five Questions to Ask Yourself

CAPTRUST Financial Advisors is an independent investment research and fee-based advisory firm specializing in providing retirement plan and investment advisory services to retirement plan fiduciaries, executives, and high-net-worth individuals. Headquartered in Raleigh, North Carolina, the firm represents over $189 billion in client assets with offices in Alabama, California, Connecticut, Florida, Georgia, Iowa, Michigan, Minnesota, Missouri, New York, North Carolina, Ohio, Pennsylvania, Texas, and Virginia.



CAPTRUST’s Wes Collins on Financial Wellness at Work

PLANSPONSOR recently published an article written by Wes Collins, senior manager of participant advice services at CAPTRUST. Collins explains that plan sponsors should consider educational programs that help their workers understand what financial wellness looks like at different ages and career stages.

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